REGULATORY COMPLIANCE
Banks are well aware of the burden of regulatory scrutiny. Unlike investment advisers or broker-dealers, they are assigned principal regulators who examine them each and every year for prolonged periods of time.
RISK MANAGEMENT
Alexander Church employs a multi-disciplinary approach to risk management for its clients. Our professionals are experienced in financial management, operations,compliance and other relevant areas in identifying, assessing ...
The Alexander Church Advantage
The regulatory world has increased in danger and complexity in the last decade. At Alexander Church, we believe that this trend will continue. Financial firms that are not prepared for the brave new world of global regulation will risk significant risk to their reputation, regulatory censure and potentially a crippling loss to revenues. A strong regulatory program will not only prevent a firm running afoul of regulatory requirements, but will be a significant competitive edge over your competitors.
The team at Alexander Church is composed of individuals who have been on the cutting edge of the global regulatory world and have a demonstrable record of success in that difficult environment. We can create an enviable program for you that will serve as the firm foundation for a business and sales program, investment program or corporate expansion that will establish your firm as a leader in your space.
For more information contact info@alexanderchurch.com or call 1-888-780-8810.
