Private Fund Managers now face the same level of regulatory scrutiny as mutual fund managers, albeit usually with less resources. Alexander Church can prepare private fund managers for this level of regulatory scrutiny with an experienced team of compliance and former regulatory personnel who know the expectations of our regulators. In recent years, the SEC has been seeking to increase its jurisdiction over private fund managers, as well as to establish task forces in this area. This means that all manner of testing, analytics, record keeping requirements and conflict of interest requirements apply to private fund managers in the same way as mutual fund managers. Alexander Church can provide the tools, infrastructure, and on-going support to assist chief compliance officers and their senior management in being well prepared for the inevitable scrutiny.
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