Alexander Church employs a team of regulatory experts in the Investment Adviser area that can assist firms with all of their needs from pre-examination to post-examination. Our team consists of professionals who have had success in preparing their own firms for rigorous regulatory scrutiny or have been former regulators themselves. We intuitively understood how to support CCOs and work toward ensuring their success. We have worked to maintain our own leadership in the field and are focused on the very latest regulatory trends and requirements. This expertise is passed onto our clients in terms of their own readiness, professionalism and peace of mind.
Our services include, but are not limited to: